A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
Author: Dick Frase
Publisher: Sweet & Maxwell
Total Pages: 365
Release: 2012
Genre: Business & Economics
ISBN: 0414049411

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This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry


A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
Language: en
Pages: 365
Authors: Dick Frase
Categories: Business & Economics
Type: BOOK - Published: 2012 - Publisher: Sweet & Maxwell

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This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other i
Conflict of Interest in the Professions
Language: en
Pages: 364
Authors: Michael Davis
Categories: Conflict of interests
Type: BOOK - Published: 2001 - Publisher: Oxford : Oxford University Press

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Conflicts of interest pose special problems for the professions. Even the appearance of a conflict of interest can undermine essential trust between professions
A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013
Language: en
Pages: 478
Authors:
Categories: Business & Economics
Type: BOOK - Published: 2012-06 - Publisher: Sweet & Maxwell

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Consumer and SME Credit Law
Language: en
Pages: 2649
Authors: Nora Beausang
Categories: Law
Type: BOOK - Published: 2021-12-16 - Publisher: Bloomsbury Publishing

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With 2000+ pages of guidance, this important new textbook provides an extensive and in-depth guide to the current labyrinthine regulatory regime relating to con
Conflicts of Interest in the Financial Services Industry
Language: en
Pages: 144
Authors: Andrew Crockett
Categories: Conflict of interests
Type: BOOK - Published: 2003 - Publisher: Centre for Economic Policy Research

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The fifth report in this series focuses on conflicts of interest that arise when a firm combines multiple lines of business, creating multiple interests. Confli