Essential Strategies for Financial Services Compliance
Language: en
Pages: 400
Authors: Annie Mills
Categories: Business & Economics
Type: BOOK - Published: 2015-10-08 - Publisher: John Wiley & Sons

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A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has
Strategies for Compliance
Language: en
Pages: 299
Authors: Alan Brener
Categories: Business & Economics
Type: BOOK - Published: 2020-12-20 - Publisher: Routledge

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Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance using cases
Essential Strategies for Financial Services Compliance
Language: en
Pages: 403
Authors: Annie Mills
Categories: Business & Economics
Type: BOOK - Published: 2015-11-16 - Publisher: John Wiley & Sons

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A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has
Enterprise Compliance Risk Management
Language: en
Pages: 320
Authors: Saloni Ramakrishna
Categories: Business & Economics
Type: BOOK - Published: 2015-09-04 - Publisher: John Wiley & Sons

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The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services
Strategies for Success
Language: en
Pages: 0
Authors: Tanya McCartney
Categories: Business & Economics
Type: BOOK - Published: 2020-01-07 - Publisher: Bookbaby

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The role of the compliance professional in the financial services industry is of critical importance. It can make the difference between having a licence to fac