Financial Services Authority
Download Financial Services Authority full books in PDF, epub, and Kindle. Read online free Financial Services Authority ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Financial Services Authority Regulation and Risk-Based Compliance
Author | : Andrew Haynes |
Publisher | : Bloomsbury Professional |
Total Pages | : 0 |
Release | : 2006-12-01 |
Genre | : Law |
ISBN | : 9781845922498 |
Download Financial Services Authority Regulation and Risk-Based Compliance Book in PDF, Epub and Kindle
Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.
Financial Services Authority Regulation and Risk-Based Compliance Related Books
Pages: 0
Pages: 334
Pages: 2
Pages: 330
Pages: 0