Wiley Series 4 Exam Review 2016 + Test Bank

Wiley Series 4 Exam Review 2016 + Test Bank
Author: Securities Institute of America
Publisher: John Wiley & Sons
Total Pages: 317
Release: 2015-11-16
Genre: Business & Economics
ISBN: 1119138612

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The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements. Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2016 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 4 Exam Review 2016 is your ticket to passing the Series 4 test on the first try—with flying colors!


Wiley Series 4 Exam Review 2016 + Test Bank
Language: en
Pages: 317
Authors: Securities Institute of America
Categories: Business & Economics
Type: BOOK - Published: 2015-11-16 - Publisher: John Wiley & Sons

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The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge o
Wiley Series 4 Exam Review 2016 + Test Bank
Language: en
Pages: 326
Authors: Securities Institute of America
Categories: Business & Economics
Type: BOOK - Published: 2015-11-16 - Publisher: John Wiley & Sons

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The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge o
Wiley Series 55 Exam Review 2016 + Test Bank
Language: en
Pages: 242
Authors: Securities Institute of America
Categories: Business & Economics
Type: BOOK - Published: 2015-12-21 - Publisher: John Wiley & Sons

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The go-to guide to acing the Series 55 Exam! Passing the Equity Trader Exam (Series 55) qualifies an individual to trade equity and convertible debt securities
Wiley Series 9 Exam Review 2016 + Test Bank
Language: en
Pages: 218
Authors: Securities Institute of America
Categories: Business & Economics
Type: BOOK - Published: 2015-11-05 - Publisher: John Wiley & Sons

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The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supe
Wiley Series 3 Exam Review 2016 + Test Bank
Language: en
Pages: 212
Authors: Securities Institute of America
Categories: Business & Economics
Type: BOOK - Published: 2015-11-30 - Publisher: John Wiley & Sons

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The go-to guide for the Series 3, with practice, examples, strategies, and more Wiley Series 3 Exam Review 2016 + Test Bank is a comprehensive study guide for t